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Joseph Shaub, JD, MA Law & Counseling - Attorney, Lawyer, Law Firm Seattle, Washginton

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Collaborative Law

 

  • Exploring people’s interests and real concerns
  • Lawyers and parties acting as a team, not as adversaries
  • Solving problems through cooperation rather than litigation
  • People deciding for themselves rather than having a judge decide for them

COLLABORATIVE LAW EXPLAINED

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COLLABORATIVE LAW EXPLAINED

THE PROBLEM

When Lynn and Eric divorced, it really didn’t have to end badly. Twenty years of marriage and two great children (one starting college, the other in high school) - pretty good mental health all the way around - enough money so that desperate financial security wouldn’t spike the anxiety level...actually the only thing standing in the way of a good divorce was the lawyers.

Now don’t get me wrong. I like lawyers. I’ve been a lawyer for over 30 years and some of my dearest friends are lawyers. Lynn’s lawyer was me, and I like me. Eric’s lawyer was a fellow I knew by reputation (good) and he bore that out. He was a man of great integrity and equanimity.

So what happened? How did these two good people end up despising each other? Why did they come out of the legal process (which settled, by the way) deeply embittered toward one another? It’s because of an adage I’ve repeated for years in my Family Law for the Mental Health Professional seminars: Lawyers are trained and educated - indeed they feel ethically obligated - to make a bad situation worse. The reason is the adversarial system of dispute resolution that lawyers are acculturated into. The idea has always been that if I represent my client “zealously” and the other lawyer does the same, then the independent decision maker (judge or jury) will be able to make a fair decision. Now on one level, it can’t be any other way. (Imagine if suddenly you were slapped with a lawsuit that you didn’t think was fair. You’d probably want someone who you knew was 100% in your corner. The legal process, after all, is a scary place for all but the lawyers who live there.) Yet on a deeper level, it is a method of dispute resolution that cannot help but lead to polarization - and that’s what lawyers have been trained to do. Lawyers tell a client what they are legally “entitled to,” so from the start we contribute to a rigidity borne of fear and self-protection. We learn to argue both sides of a case, not so we can develop empathy for the other party, but so we can undermine and defeat them.

Anyway, Lynn and Eric settled their divorce after a “mediation” session in which the mediator shuttled from one conference room to the other, delivering offers, helping fashion responses, cajoling the recalcitrant parties and absorbing their hurt and anger. Each person’s real interests and concerns were not given vent so that in some way, amidst this terribly difficult time, these former lovers and current parents could in some manner come together. More’s the pity, as the process ended with each person feeling they had lost.

It didn’t have to be that way and a growing community of lawyers are standing up to the dominant culture of the adversarial system, pursuing a revolutionary and (dare I say it) healing brand of legal representation and counsel known as Collaborative Law.

THE PROMISE

Collaborative Law sprang initially from the mind of a Minnesota family lawyer, Stu Webb, who simply refused to drag his clients into court on divorce cases - and he let his opposing counsel know it. He strove to construct an environment in which the lawyers could work together in fashioning a workable solution to their clients’ joint problem, rather than against each other. The prevailing assumption of the “zero sum game” in which one person’s gain always came at the expense of the other was re-thought. Lawyers, who were stressed and soul-weary from the hammer and tong of divorce litigation and the avoidable bitterness of countless Lynn’s and Eric’s, were drawn to this process. It took root in such diverse environments as Texas, Saskatchewan, Northern California....and Washington.

About five years ago, a small group of family lawyer in Seattle began to meet and discuss how the Collaborative Law process could be brought here. Initially they formed a group known as Northwest Collaborative Divorce, which evolved into the present Washington Collaborative Law. Our website (www.washcl.org) is an excellent source of information on the process, local practitioners, and other resources.

HOW DOES COLLABORATIVE LAW WORK?

The Participation Agreement

In a collaborative divorce, both parties and their lawyers sign an agreement that neither side will go to court, but will, instead commit to resolving all disputes through agreement. In fact, if either side does go to court, then both lawyers must withdraw and the parties have to retain (and pay for) new counsel. The expense and difficulty of this transition, tends to “leverage” people into remaining in the collaborative process, rather than reflexively running into court if there is a disagreement. Rather than one person and their lawyer sitting across the table (metaphorically) from the other person and their lawyer, everyone is on the same side of the table and the problem is on the other side.

No divorce comes without conflict. Even the most amicable parting will have certain areas of friction. Some dissolutions will bring deep and raw feelings around parenting or financial security. Regardless of the kind or intensity of the disagreement, one thing is guaranteed - there will be a resolution, and a final set of court orders, even if it comes after a trial before a judge. Many couples have come to believe that it is in their best interests to arrive at a solution together, which is tailored to their lives and circumstances, rather than have a third person impose a decision upon them. This is particularly true when there is no way that third person can know the individuals and the nuances of their disputes and deepest needs as well as they do, themselves. The Participation Agreement and corresponding commitment not to run to court tends to push the individuals (and their lawyers) to a much higher level of creativity in fashioning solutions.

The Good Faith Commitment

The key to making this process work is not the level of conflict between the parties, but whether each comes to the table with a commitment to act with integrity toward the other. If the individuals are prepared to act honestly and in good faith with each other, collaborative law will usually succeed. Trust can be tentative at first - in fact that is natural. As the process unfolds, and each person follows through on his or her agreements, trust strengthens. The normal tactics of the litigated divorce are not brought into play, which allows this process to take hold and gain traction.

While in litigation, parties and their lawyers seek to withhold information unless it is specifically asked for, in the collaborative process, each side commits to provide all relevant information freely. Information is not seen as power. Instead, information is the essential tool for working together in fashioning a solution.

The Four-Way Meeting

The “engine” which runs the collaborative process is the “four-way meeting,” in which the parties and the lawyers sit together in a room and discuss each person’s needs and concerns and explicitly agree to work in good faith to achieve mutually beneficial goals. While some people are just too uncomfortable about the notion of sitting in the same room with their soon-to-be ex spouse - and in those cases we don’t insist on the four-way meeting - in most cases these sit-downs in the office of one lawyer or the other provide many opportunities to clear up communication and see the lawyers as problem solvers, not conflict escalators. Many times, the civil, thoughtful interaction of the lawyers has served as a model for the divorcing parties, themselves, as they work through their disagreements and deepest concerns about their future.

The Use of Allied Professionals

Another defining character of the collaborative process are what we lawyers call the “allied professionals.” These are therapists, parenting experts, financial planners, business or real estate appraisers, and mediators who join in the process, at any stage, and render their assistance to both parties. These people are specifically trained in collaborative law and facilitative communication, so that they are able to provide the expert information the parties need in a truly neutral fashion. Oftentimes, the parenting concerns of the parties are resolved with the help of the allied mental health professional and the lawyers aren’t even involved at that point in the process.

The Key - To Understand and Address the Interests of Both Parties

Lawyers ask a lot of questions. Usually, however, when we are litigating, we ask these questions in order to understand the opponent’s weaknesses. If I am going to court, I want to know what your vulnerabilities are, so I can exploit them. This is why family law litigation is so destructive.

In the collaborative process, we ask a lot of questions too. However, now we have a different goal. Our exploration is now intended to learn about your legitimate interests, and how they can be satisfied. While a lawyer still owes a fiduciary duty of absolute trust to his or her own client, in disputes between people who have been closely involved and who will be in each other’s lives well into the future, the well-being of the other person is directly tied to that of our own client - particularly when children are involved. Anyone believing that they can “win” a divorce case with the other person “losing,” falls prey to a destructive myth - to their profound regret as years of distrust and bitterness over issues unresolved at the time of the divorce weigh both people down as they struggle to create a new life for themselves.

Collaborative law was created for the purpose of avoiding the profound sense of loss that often accompanies divorce. While it is certainly not for every couple, it has found wide acceptance in many states over the past dozen years. It has now become firmly rooted in Washington.

Additional Articles on Collaborative Law

 

 

 
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