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ON A HANDSHAKE
Over
dinner the other night I said to my wife, "Hey - I’ve got this
case with Dave Ordell...you know, I like David Ordell. He’s smart
and he’s got great integrity. Although he’s a hell of an advocate,
at the same time, I trust him and I can always take him at his word."
What a pleasure
to talk about an opposing lawyer like that. What a pleasure to practice
against an opposing lawyer like that.
I recall back
in L.A., we were involved in the DES Litigation and the regional
counsel for Eli Lilly was out of Oakland, the Crosby Heafey firm.
We would go into court and try to beat each other’s brains out on
the merits. It was a very high level practice and some of the best
time I’ve ever had as a lawyer. Another reason for the enjoyment
was that these folks were entirely trustworthy. They took no cheap
shots.
I recently
brought a CR 60 motion on behalf of a fellow who had been defaulted
in a divorce case last year. The merits of the motion were good
and the wife’s counsel would not agree to voluntarily vacate, so
the motion was filed. When the response papers were due, I, instead,
got a call requesting a continuance. I always afford this courtesy
- someone gets jammed, they have a conflict, it almost doesn’t matter
their reason - I figure, let’s decide it on the merits. I told the
lawyer that my only concern was that we were coming up against the
one year limitation period for CR 60(b)(1) and if I gave him a continuance,
I didn’t want to see some procedural defense he could have raised
earlier but which would now force me to re-note for after the 1
year period. “Sure I’ll give you the courtesy. Just don’t use it
to sandbag me.”
When I got
back from a week away from the office, I found his response had
raised precisely that kind of procedural defense - which, it turned
out, wasn’t even meritorious based on authorities he didn’t cite
to the Court. I’d never dealt with this fellow before and I just
looked at his papers and thought to myself, “Who is this guy?”
Not too long
ago, I went through a trial against a lawyer who continually submitted
misleading paperwork to the Court - including a perjured declaration
by the opposing party - and my client wasted thousands of dollars
dealing with the games. I recall telling lawyer friends about some
of these shenanigans and they were amazed at the audacity. While
that person’s client lost on the merits, there was no down-side
to the lawyer - no sanction - nothing.
The same colleagues
who had to listen to my “bellyaching” about this, usually responded
with their own stories about lawyers who deceive or run up fees
or just take an obnoxious belligerent tone. With very few exceptions,
the story is the same - these lawyers don’t receive any sanction
- not a slap on the writs (not to mention a punch in the nose) -
that might put a stop to this kind of behavior. While care must
be taken not to use CR 11 to dampen aggressive advocacy, I don’t
know that I have ever heard tell of a lawyer actually being sanctioned
under Rule 11 for some of the outrageous behavior we have all heard
about.
Two weeks ago at the State Bar Family Law Midyear, one speaker commented
that judicial officers should not let these out-of-control “advocates”
get away with various abuses and a spontaneous round of applause
rippled throughout the ballroom.
“Zealous advocacy” is usually the justification for such conduct.
Yet, those who fall back on this rationale need recall that this
language no longer appears in the ABA rules or the Washington RPC’s.
Too much is made of this zealous advocacy mantra. It is used to
defend what in most other contexts would be considered indefensible
conduct. Also, it is this type of behavior which contributes to
the dissatisfaction of lawyers across a broad spectrum of practice.
Chief Justice of the Indiana Supreme Court, Randall T. Shepard,
made this observation in a recent address:
“In the Fire
Insurance Exchange Case , a prominent law firm pursued a motion
to dismiss and interlocutory appeals through two appellate courts
trying to establish that other lawyers had no right to rely on
their word. The atmosphere created by such experiences leads many
lawyers simply to say that “it’s not fun.” Put another way, there
is not enough “personal satisfaction” in the work they do each
day.
The causes
of this are plain enough. They include a bar that has expanded
to the point that people do not know each other and do not share
the same sense of loyalty to the joint enterprise that they did
when the bar was smaller. It includes the economic competition
that affords little time for senior partner training of young
associates. It includes that great innovation of the twentieth
century, pre-trial discovery, which has nearly given trial by
ambush a good name. It includes clients who have unreasonable
expectations driven by lawyer advertising and television fools
like Judge Judy. And it includes the rise of the managerial judge,
who sometimes does not appreciate the pressures that lawyers face.”
“Civility”
has been a big topic over the past few years - and for good reason.
Yet, one very interesting response to the invocation of this value
is an almost sneering dismissal of its import by the cynical, aggressive
advocates among us. This leads to an important question - if courts
are hesitant to sanction misleading “uncivil” conduct by counsel
and if significant portions of the bar dismisses the concern as
just so much hand-wringing, how, exactly, are we going to deal with
the diminishment of the practice? Do we just accept as inevitable
the descent of many of our cases into some kind of cesspool of games
and deceit and “gotcha?”
What kind of
lawyer are you? Do you relish the opportunity to work with (and
against) a trustworthy adversary or do you see that attorney’s preference
for trust as a weakness to be exploited?
What about
clients? Do you have any responsibility to educate your clients
about the “bounds of advocacy?” Can you tell a client that a certain
tactic, while perhaps allowable, is not the right thing to do...or
do you take the position that you have no duty (or even right) to
discuss moral or ethical principles with clients. Do you say “no”
to a client or have you developed the well honed lawyer’s skill
of rationalization to sidestep otherwise difficult questions? Finally,
how do we ultimately deal with those among us who deceive and who
unnecessarily exacerbate the ill will and cost of legal conflict?
Are these naive
musings or serious questions demanding a thoughtful response? I
suggest that that’s a question each of us has to answer for ourselves
and then weigh the consequences of our answer.
1
Fire Ins. Exch. v. Bell, 643 N.E. 2d 310 (Ind. 1994)
2
Shepard, R., The Personal and Professional Meaning of Lawyer
Satisfaction, 37 Valparaiso U. L.Rev. 1612 (2002)
3
The Bounds of Advocacy is a remarkable document. It is the unique
set of ethical guidelines promulgated by the elite group family
lawyers, the American Academy of Matrimonial Lawyers. It’s fascinating
reading and can be found on the AAML web site.
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